最新的ACFE Certified Fraud Examiner - CFE-Law免費考試真題

A. The privilege was not waived by Katrina because the legal professional privilege belongs to the attorney, not the client.

B. The privilege might have been waived because Katrina transmitted the protected information to a third party who has no need to know the information.

C. The privilege was not waived because the legal professional privilege cannot be waived by transmitting protected information to a third party.

D. The privilege might have been waived because Katrina used email to transmit the protected information.

A. The agent must have been authorized by someone with actual authority to carry out the transaction at issue

B. The agent must have had an undisclosed interest m a matter that could influence their professional role

C. The agent must have informed the principal of their actions

D. The agent must have purported to act on behalf of or as an agent for an identified principal

A. The length of the employee ' s tenure at the organization

B. Whether the employee has signed a union contract

C. The likelihood of the employee ' s guilt or innocence

D. Whether the employee has signed a noncompetition agreement

A. Initiatives related to stronger data protection

B. E-commerce business practices and regulations

C. Criminal, civil, commercial, and administrative laws

D. Regulations related to the public's health and safety

A. The litigation privilege prevents disclosure of documents prepared in anticipation of litigation.

B. The litigation privilege prevents disclosure of documents entered as evidence during the course of litigation.

C. The litigation privilege does not protect communications made by third-party agents, such as consultants.

D. The litigation privilege protects all communications related to a case, regardless of when they occurred.

A. The litigation privilege does not protect documents and materials prepared by third-party agents, such as fraud examiners.

B. The primary purpose of the litigation privilege is to protect confidential communications between a client and the client ' s legal representative.

C. The litigation privilege only protects documents and materials prepared in anticipation of litigation.

D. The litigation privilege only protects documents and materials prepared after litigation commences.

A. Enable authorities to trace freeze, and confiscate assets suspected in money laundering and terrorist financing

B. Require financial institutions to keep certain records and establish anti-money laundering policies.

C. Require financial institutions to monitor their customers ' political affiliations.

D. Use a risk-based approach when setting anti-money laundering policies

A. The standard of proof in civil trials is lower than it is in criminal trials.

B. The standard of proof in civil trials is often described as the inner conviction of the judge.

C. Neither side may appeal an adverse judgment in a civil case.

D. Civil trials are typically a single event rather than a continual series of meetings and correspondences.

A. May not file a report of suspicious transactions related to potential criminal activity with the appropriate authorities

B. Is required to file a report of suspicious transactions with the appropriate authorities because the employees suspect money laundering violations

C. Is required to file a cash transaction report for possible criminal activity with the appropriate authorities because the purchases involved cash

D. May, but is not required to, file a report of suspicious transactions related to possible money laundering with the appropriate authorities