最新的ACAMS Certified Global Sanctions Specialist - CGSS免費考試真題

A. The pricing of the goods to see if they are reasonably in line with market value, determined through publicly available sources.

B. The ultimate beneficial owners of the exporter and importer.

C. Public domain searches of the client to confirm the client's industry.

D. The commercial terms of the credit to ensure the terms are not prohibited under Sectoral Sanctions' extension of debit or credit arrangements.

E. The shipment details because there are countries subject to international sanctions in the client's region.

A. Inform management about the customer.

B. Report the case to relevant authorities and wait for instructions.

C. Terminate the relationship with the customer.

D. Perform sufficient due diligence to confirm organizational restructuring occurred.

A. UN Security Council Resolutions

B. Sectoral Sanctions Identifications issued by the US Treasury Department

C. Financial Action Task Force Recommendations

D. Executive Orders issued by the US President

A. Authorize the account opening as this entity is not considered to be restricted.

B. Obtain senior management approval to proceed with the account opening.

C. Reject or decline the account opening and add the entity name to the internal watch list to avoid further business activity.

D. Request that the customer alters the ownership percentage to enable them to open the account.

A. can charge interest from a frozen account on a loan or credit card without a license from OFAC.

B. must place the funds in an interest-bearing account without the need for preauthorization from OFAC.

C. is strictly prohibited from deducting service charges from the account for an issued credit card.

D. can debit the account for standing checks or bills without prior OFAC authorization.

A. Allow the transaction to proceed and remove Entity A from the screening filters.

B. Conduct enhanced due diligence on Entity A to verify the provided documentation regarding the reduction of ownership by a sanctioned individual.

C. Allow the transaction to proceed and thoroughly document the provided information verifying the reduction in ownership by a sanctioned individual.

D. Reject the transaction and report it to the competent authority.

A. Check for applicable general licenses or exemptions.

B. Review the counterparty.

C. Demand a specific license.

D. Reject the payment.

A. within a non-EU country, which has a double taxation convention with all EU Member States.

B. to a company incorporated under the law of a non-EU country, that is 45% owned by a national of an EU Member State.

C. on a vessel under the jurisdiction of an EU Member State.

D. to a company outside the territory of the EU, which is incorporated or constituted under the law of an EU Member State.

E. within a non-EU country which is part of the Customs Union agreement with the EU.

A. Parties must commit to comply with EU operators' obligations outlined under the EU's blocking statute.

B. Parties must commit to avoid mentioning or including any reference to Iran in financial transactions related to the contract.

C. Parties must commit that the transaction will be conducted in compliance with Canadian sanctions related to Iran.

D. Parties must commit to issue or receive all payments related to the contract via cross-border wire payments denominated in US