最新的FINRA General Securities Representative Qualification Examination (GS) - Series-7免費考試真題
問題1
Bubba Securities, Inc. offers 3,000,000 shares of Top Notch Manufacturing Corporation common stock at $27 per share. The next day an advertisement appears in the Wall Street Journal announcing the offering and listing the names of some of the underwriting firms.
This ad is commonly referred to as a:
This ad is commonly referred to as a:
正確答案: B
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問題2
In a triple net lease, which of the following is the tenant not responsible for paying?
正確答案: B
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問題3
A management group may serve an investment company as its:
正確答案: A
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問題4
Which of the following holders of unregistered stock is precluded from selling shares under Rule 144?
正確答案: D
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問題5
Bubba buys one XYZ September 50 call at $7 and sells one XYZ September 60 call at $3. At that time, XYZ stock is at $55. Bubba has no other stock positions. At what must XYZ trade for Bubba to break even?
正確答案: D
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問題6
Which of the following best describes depreciation?
正確答案: C
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問題7
Bubba is buying a treasury bill. The discount he receives results in Bubba's determination of:
正確答案: A
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問題8
Bubba owns a subordinated debenture in a company that is liquidating.
When will he get paid?
When will he get paid?
正確答案: A
說明：（僅 VCESoft 成員可見）
問題9
Bubba buys a municipal bond at 102 and holds it ten years to maturity.
For tax purposes, how is that premium treated?
For tax purposes, how is that premium treated?
正確答案: A
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問題10
The net asset value of a mutual fund was $9.72 last month. This month it is calculated at $9.85.
What is the change in value called?
What is the change in value called?
正確答案: B
說明：（僅 VCESoft 成員可見）
問題11
When pricing callable municipal bonds, the "price to call" is based upon which of the following?
正確答案: B
說明：（僅 VCESoft 成員可見）
