最新的ACI-Financial Markets Association認證 3I0-008考試題庫

問題1

Click on the Exhibit Button to view the Formula Sheet. Which of the following are quoted in terms of a yield-to-maturity?

A. BA

B. USCP

C. Treasury bill

D. ECP

正確答案: D

問題2

Click on the Exhibit Button to view the Formula Sheet. To curb attempted fraud, banks should:

A. Require greater vigilance by the management and staff.

B. Ensure that details of all telephone deals which do not include pre-agreed standard settlement instructions are confirmed by telex or similar means without delay.

C. All of the above.

D. Take particular care when the beneficiary is a third party to the deal.

正確答案: C

問題3

Click on the Exhibit Button to view the Formula Sheet. A customer sells a LIFFE Euro Swiss futures contract. Which of the following risks could he be trying to hedge?

A. An increase in forward USD/CHF

B. Rising CHF interest rates

C. A decrease in forward USD/CHF

D. Falling CHF interest rates

正確答案: B

問題4

Click on the Exhibit Button to view the Formula Sheet. The two-week repo rate for the
5.25% bund 2007 is quoted to you at 3.33-38%. You agree to reverse in bonds worth EUR
266,125,000 with no initial margin. You would earn repo interest of:

A. EUR 319,315

B. EUR 349,806

C. EUR 344,632

D. EUR 324,110

正確答案: C

問題5

Click on the Exhibit Button to view the Formula Sheet. Automatic trading systems for interbank spot FX display the best prices entered into the systems by users and:

A. Offer users the choice of whether to remain anonymous

B. Display the names of those users along their prices

C. Offer pre and post-trade anonymity to users quoting prices

D. Offer pre-trade anonymity to users quoting prices

正確答案: D

問題6

Click on the Exhibit Button to view the Formula Sheet. Which of the following is sometimes called two-name paper?

A. BA or bank bill

B. Treasury bill

C. CD

D. ECP

正確答案: A

問題7

Click on the Exhibit Button to view the Formula Sheet. The Model Code recommends that, in the case of complaints about transactions, management should:

A. Ensure complaints are investigated by the senior management of a firm not involved in the disputed transaction.

B. Ensure complaints are fairly and independently investigated, whenever practicable, by staff not directly involved in the disputed transaction.

C. Ensure complaints are fairly and independently investigated, in the first instance, by the ACIs Committee for Professionalism.

D. Ensure complaints are investigated by representatives of a broking firm not directly involved in the disputed transaction and selected by both parties to the dispute.

正確答案: B

問題8

Click on the Exhibit Button to view the Formula Sheet. What is the Gold Offered Forward Rate?

A. The implied forward price of gold

B. The price of gold for forward delivery

C. The rate at which dealers will lend gold against US dollars

D. The price differential between spot and forward gold prices

正確答案: C

問題9

Click on the Exhibit Button to view the Formula Sheet. Extended trading hours and off- premises dealing can involve additional hazards, the avoidance of which requires clear controls. The Model Code prescribes best market practice. Which of the following is true?

A. After-hours trading should be forbidden.

B. Deals transacted after normal business hours or off-premises should only be undertaken on mobile phones approved by management.

C. Off-premises dealing should be forbidden.

D. Deals transacted after normal business hours or off-premises either by mobile phones or any other equipment should only be undertaken with the approval of management.

正確答案: D

問題10

Click on the Exhibit Button to view the Formula Sheet. What is the maximum maturity of a US Treasury bill?

A. 5 years

B. 183 days

C. 270 days

D. One year

正確答案: D

問題11

Click on the Exhibit Button to view the Formula Sheet. The major difference between futures and OTC instruments like FRAs and interest rate swaps is that futures are:

A. Guaranteed

B. Exchange-traded

C. All of the above

D. Standardised

正確答案: C

問題12

Click on the Exhibit Button to view the Formula Sheet. Which of the following is issued by auction?

A. BA

B. USCP

C. Treasury bill

D. CD

正確答案: C

最新的ACI DEALING CERTIFICATE - 3I0-008免費考試真題

最新更新

站內鏈接

聯系我們